Control and State Estimation for Materials Phase Change: Design, Analysis, Applications, and Experiments

The dissertation presents results on control and state estimation for a physics-based ``Stefan" model of phase change. Design procedures, theoretical analysis, applications to industrial processes, and experimental validation are addressed. The Stefan model describes a time-evolution of a mater...

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Bibliographic Details
Main Author: Koga, Shumon
Other Authors: Krstic, Miroslav
Format: Other/Unknown Material
Language:English
Published: eScholarship, University of California 2020
Subjects:
Online Access:https://escholarship.org/uc/item/4986k1jf
Description
Summary:The dissertation presents results on control and state estimation for a physics-based ``Stefan" model of phase change. Design procedures, theoretical analysis, applications to industrial processes, and experimental validation are addressed. The Stefan model describes a time-evolution of a material's temperature profile during melting/solidification phenomena along with the dynamics of the liquid-solid interface position. The mathematical description comprises a parabolic Partial Differential Equation (PDE), defined on a time-varying spatial domain, whose boundary position dynamics are governed by an Ordinary Differential Equation (ODE) driven by the PDE's state. None of the existing systematic and theoretical control are applicable to this problem due to the system's geometric nonlinearity as well as the infinite dimensionality. We design a boundary heat control to promote the melting so that the liquid-solid interface position is driven to a desired setpoint position. Our design is an extension of the ``PDE backstepping" method to the Stefan system. The closed-loop stability is proven by Lyapunov analysis. The constraints of the temperature state and the heat input are guaranteed by virtue of the maximum principle. Analogous results for the state estimation are also developed to estimate the entire temperature profile from available measurements of the surface temperature and the liquid-solid interface position. The latter half of the dissertation is devoted to the application of the designed method to several practical problems. First, we introduce a Stefan model of ``sea ice", which has been studied intensively due to the recent rapid melting of sea ice. We verify the desired robust performance of the designed estimator in a numerical simulation, which incorporates further complexity in the model and uncertainties. Second, we focus on ``lithium-ion batteries", which have become ubiquitous in electronic devices, such as laptops and smartphones, and in electric vehicles. The model is described by a Stefan ...